FINRA Enhances BrokerCheck®to
Help Investors
FINRA has enhanced BrokerCheck—a free tool that lets you research the professional background of firms and investment professionals. Now, in addition to being able to look up FINRA-registered firms and brokers, you can also check out the backgrounds of investment adviser firms and representatives.
Also, you can now search for financial services professionals based on office locations or ZIP codes. And FINRA has expanded the educational content in BrokerCheck, including new help icons that clarify common terms used throughout the system and in the reports.
Learn more here http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/FINRA has enhanced BrokerCheck—a free tool that lets you research the professional background of firms and investment professionals. Now, in addition to being able to look up FINRA-registered firms and brokers, you can also check out the backgrounds of investment adviser firms and representatives.
Also, you can now search for financial services professionals based on office locations or ZIP codes. And FINRA has expanded the educational content in BrokerCheck, including new help icons that clarify common terms used throughout the system and in the reports.
Source: SaveAndInvest.org, a project of the FINRA Investor Education Foundation.
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